VP, Equities Compliance, Investment Bank

职称: VP, Equities Compliance, Investment Bank
合同类型: Permanent
位置: Hong Kong, Hong Kong
薪水: Negotiable
参考: SW17838_1533098909
联系人姓名: Mudita Valakati
招聘发布: August 01, 2018 12:48


Global Investment Bank is seeking an experienced equities compliance professional to provide compliance advisory and oversight for both equity derivatives and cash equities. You will play a key part in advising the businesses on a variety of regulatory requirements and working closely with the business to ensure policies are adhered to.

The successful candidate will possess at least 10 years of relevant experience, ideally gained within an equities compliance position. Excellent communication and interpersonal skills are required. Exposure to Hong Kong equities regulations is required, with any additional regional knowledge advantageous.

Please contact Sonny Wong at for a more detailed discussion.


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