VP/Director, Compliance, Asset Management

Job Title: VP/Director, Compliance, Asset Management
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Start Date: ASAP
Reference: SW16731_1501745734
Contact Name: Sonny Wong
Contact Email:
Job Published: August 03, 2017 15:35

Job Description

Leading European Asset Manager is seeking an experienced asset management compliance professional to provide oversight of the investment compliance programme. This is a broad role and responsibilities include providing advice to the business, testing/reviewing the compliance programme to ensure it is in adherence to regulatory requirements and maintaining a strong relationship with the Hong Kong regulators. You will also be responsible for any upcoming compliance projects.

The successful candidate will possess a minimum of 10 years relevant compliance experience, gained primarily from global asset managers. Experience of using investment compliance systems (Charles River / Bloomberg AIMS) is required. Excellent communication and interpersonal skills are a prerequisite - fluency in both English and Mandarin is required.