VP/AVP, Compliance E-communication Surveillance, Global I-Bank
|Job Title:||VP/AVP, Compliance E-communication Surveillance, Global I-Bank|
|Location:||Hong Kong, Hong Kong|
|Contact Name:||Mudita Valakati|
|Job Published:||July 11, 2018 10:32|
Global investment bank is seeking a compliance professional to be responsible for compliance surveillance (primarily e-communications). You will be responsible for flagging any potential breaches of regulations/policies to relevant parties and to provide ongoing analysis/testing of internal processes.
The successful candidate will possess a minimum of 5 years' relevant experience gained from leading financial institutions. Ideally, you should have exposure to E-communication surveillance tools and systems, should be able to monitor and review alerts, manage escalations, investigations and resolutions in a time sensitive manner. Fluency in English, Mandarin and Cantonese is required - including the ability to review communications in both Simplified and Traditional Chinese.
Please contact Sonny Wong at firstname.lastname@example.org for a more detailed discussion.
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