VP/AVP, Compliance E-communication Surveillance, Global I-Bank
Job Title: | VP/AVP, Compliance E-communication Surveillance, Global I-Bank |
Contract Type: | Permanent |
Location: | Hong Kong, Hong Kong |
Industry: | |
Salary: | Negotiable |
Reference: | SW17579_1531276358 |
Contact Name: | Mudita Valakati |
Contact Email: | mvalakati@profileasia.com |
Job Published: | July 11, 2018 10:32 |
Job Description
Global investment bank is seeking a compliance professional to be responsible for compliance surveillance (primarily e-communications). You will be responsible for flagging any potential breaches of regulations/policies to relevant parties and to provide ongoing analysis/testing of internal processes.
The successful candidate will possess a minimum of 5 years' relevant experience gained from leading financial institutions. Ideally, you should have exposure to E-communication surveillance tools and systems, should be able to monitor and review alerts, manage escalations, investigations and resolutions in a time sensitive manner. Fluency in English, Mandarin and Cantonese is required - including the ability to review communications in both Simplified and Traditional Chinese.
Please contact Sonny Wong at swong@profileasia.com for a more detailed discussion.

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