VP/AVP, Compliance E-communication Surveillance, Global I-Bank

Job Title: VP/AVP, Compliance E-communication Surveillance, Global I-Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW17579_1531276358
Contact Name: Mudita Valakati
Contact Email:
Job Published: July 11, 2018 10:32

Job Description

Global investment bank is seeking a compliance professional to be responsible for compliance surveillance (primarily e-communications). You will be responsible for flagging any potential breaches of regulations/policies to relevant parties and to provide ongoing analysis/testing of internal processes.

The successful candidate will possess a minimum of 5 years' relevant experience gained from leading financial institutions. Ideally, you should have exposure to E-communication surveillance tools and systems, should be able to monitor and review alerts, manage escalations, investigations and resolutions in a time sensitive manner. Fluency in English, Mandarin and Cantonese is required - including the ability to review communications in both Simplified and Traditional Chinese.

Please contact Sonny Wong at for a more detailed discussion.