VP, Regulatory Compliance, Investment Bank

Job Title: VP, Regulatory Compliance, Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW16564_1504662662
Contact Name: Mudita Valakati
Contact Email:
Job Published: September 06, 2017 09:51

Job Description

Our Client a Global Investment Bank is seeking an experienced regulatory / compliance professional to join their regional regulatory compliance team.

You will be responsible for dealing with any regulatory inquiries, inspections and exams. Main focus will be with Hong Kong regulators (SFC & HKMA), however there will be time where you will deal with other regulators in the region.

The successful candidate will possess at least 8 years of relevant regulatory or compliance experienced gained from a regulator or leading investment bank.

You must have experience in dealing with regulators directly on compliance matters.

Fluency in English and Cantonese is required.

For further details on this and similar positions and to have a confidential discussion please contact Sonny Wong at or +852 3589 6804.