VP, Investment Banking Compliance, Global Investment Bank

Job Title: VP, Investment Banking Compliance, Global Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW16682_1503371191
Contact Name: Mudita Valakati
Contact Email:
Job Published: August 22, 2017 11:06

Job Description

Our client a leading global investment bank is seeking a VP level Compliance professional to join their Investment Banking Division (IBD) Compliance team.

This role will cover Mergers & Acquisitions (M&A), Equity Capital Markets (ECM), Debt Capital Markets (DCM) and Structured Products/Derivatives.

Your responsibilities will include providing advisory to the business, overseeing and testing controls and surveillance to ensure regulations are adhered to, ensuring policies are procedures are in place and dealing with any regulatory matters that arise.

The successful candidate will possess a minimum of 8 years' relevant experience from leading international investment banks. Product experience of Investment Banking (i.e. M&A, ECM, DCM) is required.

Excellent interpersonal and communication skills are required.

In return you will be joining a leading investment bank in a fast paced and dynamic environment.

For further details on this and similar positions and to have a confidential discussion please contact Sonny Wong at or +852 3589 6804.