VP, Head of Compliance, Boutique Investment Bank

Job Title: VP, Head of Compliance, Boutique Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW 17543_1525421304
Contact Name: Sonny Wong
Contact Email:
Job Published: May 04, 2018 16:08

Job Description

Boutique investment bank is seeking an experienced compliance professional to oversee all compliance matters, in particular with regards to trading (primarily fixed income) and regulatory compliance. This will be a hands on and highly visible role.

The successful candidate will possess a minimum of 8 years of relevant compliance experience, gained primarily advising on fixed income compliance matters such as loans, bonds, special situations etc. Excellent communication and interpersonal skills are required. Legal qualification is desirable.