VP, Equities Compliance, Investment Bank

Job Title: VP, Equities Compliance, Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW17838_1533545859
Contact Name: Mudita Valakati
Contact Email:
Job Published: August 06, 2018 16:57

Job Description

Global Investment Bank is seeking an experienced equities compliance professional to provide compliance advisory and oversight for both equity derivatives and cash equities. You will play a key part in advising the businesses on a variety of regulatory requirements and working closely with the business to ensure policies are adhered to.

The successful candidate will possess at least 10 years of relevant experience, ideally gained within an equities compliance position. Excellent communication and interpersonal skills are required. Exposure to Hong Kong equities regulations is required, with any additional regional knowledge advantageous.

Please contact Sonny Wong at for a more detailed discussion.