VP, Equities Compliance, Investment Bank

Job Title: VP, Equities Compliance, Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW16749_1504663060
Contact Name: Mudita Valakati
Contact Email:
Job Published: September 06, 2017 09:57

Job Description

Our Client a Bulge bracket investment bank is seeking an ambitious and dynamic equities compliance professional to join the regional equities compliance team based in Hong Kong.

Sitting on the trading floor, you will be responsible for providing compliance advice to the equities sales & trading with a strong focus on OTC Derivatives.

The successful candidate will possess a minimum of 5-6 years' relevant experience gained from leading international investment banks.

Experience/knowledge of securities regulations / exchange rules on listed securities / futures and derivatives is required. You must have excellent communication and interpersonal skills with fluency in English required.

The ability to work in a fast paced, demanding and dynamic environment is a prerequisite.

For further details on this and similar positions and to have a confidential discussion please contact Sonny Wong at or +852 3589 6804.