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VP, Equities Compliance, International Investment Bank

Job Title: VP, Equities Compliance, International Investment Bank
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: SW1010964_1637113672
Contact Name: Sonny Wong
Contact Email: swong@profileasia.com
Job Published: November 17, 2021 09:47

Job Description

International investment bank is seeking an experienced equities compliance professional to be based on the trading floor to provide real-time compliance advice to their equities sales and trading businesses.

The successful candidate will possess at least 8-10 years of relevant compliance experience gained from leading investment banks. Deep knowledge of equities products is required. You must also have excellent communication and interpersonal skills as this role will face off with senior business stakeholders.