VP, Employee Trading / PAD Compliance, Investment Bank
|Job Title:||VP, Employee Trading / PAD Compliance, Investment Bank|
|Contact Name:||Mudita Valakati|
|Job Published:||April 24, 2017 15:59|
Leading Global Investment Bank is seeking an experienced Compliance professional to be the lead for Employee Trading / Personal Account Dealing compliance matters. You will be responsible for determining whether compliance with the Bank's Employee Trading / Personal Account Dealing policies have been adhered to and you will be involved with processing employee pre-clearance on personal trades/investments. You will also liaise with global and regional compliance teams on strategic initiatives within the Employee Compliance space.
The successful candidate will possess a minimum of 8 years of relevant compliance experience gained from international financial institutions. Managerial experience is preferred. Excellent communication and interpersonal skills are required. Interested candidate should contact Sonny Wong at email@example.com for a confidential discussion.
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