VP, Employee Trading / PAD Compliance, Investment Bank

Job Title: VP, Employee Trading / PAD Compliance, Investment Bank
Contract Type: Permanent
Location: Hong Kong,
Salary: Negotiable
Reference: SW 1006388_1493020767
Contact Name: Mudita Valakati
Contact Email:
Job Published: April 24, 2017 15:59

Job Description

Leading Global Investment Bank is seeking an experienced Compliance professional to be the lead for Employee Trading / Personal Account Dealing compliance matters. You will be responsible for determining whether compliance with the Bank's Employee Trading / Personal Account Dealing policies have been adhered to and you will be involved with processing employee pre-clearance on personal trades/investments. You will also liaise with global and regional compliance teams on strategic initiatives within the Employee Compliance space.

The successful candidate will possess a minimum of 8 years of relevant compliance experience gained from international financial institutions. Managerial experience is preferred. Excellent communication and interpersonal skills are required. Interested candidate should contact Sonny Wong at for a confidential discussion.