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VP Compliance, Securities & Asset Management

Job Title: VP Compliance, Securities & Asset Management
Contract Type: Permanent
Location: Singapore
Industry:
Salary: competitive benefits
Reference: YSW 1010928_1630484899
Contact Name: Minal Vagal
Contact Email: mvagal@profileasia.com
Job Published: September 01, 2021 16:28

Job Description

A leading CMS licensed securities and asset management business is looking to hire VP Compliance to report to the CEO. You will be responsible for the following

  • Liaison officer with MAS on regulatory matters.
  • Perform regulatory reporting and liaison for regulatory issues identified.
  • Provide sound compliance advice on AML/KYC/CDD/EDD matters.
  • Maintaining Compliance manual and all policies and procedures of the Group to ensure they are effective and up to date
  • Liaise and implement policies and methodologies.

Bachelor with 6 years of compliance experience with a CMS Licensed fund manager or securities firm. Spoken Mandarin language is a must have for interaction with greater China stakeholders.

Singapore Employment Agency Licence No: 16S8069

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