VP, Compliance, Global Asset Manager

Job Title: VP, Compliance, Global Asset Manager
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW17029_1510220996
Contact Name: Sonny Wong
Contact Email:
Job Published: November 09, 2017 17:49

Job Description

Global Asset Manager is seeking an experienced compliance professional to primarily oversee distribution and cross-border compliance matters. Responsibilities will include the reviewing and approving distribution/marketing materials and the oversight/testing of the compliance policies relating to distribution/marketing materials. You will also monitor regulatory developments to assess how this may impact the business. This will be an independent and hands-on role.

The successful candidate will possess a minimum of 8 years of relevant compliance experience gained within asset management. Excellent communication skills are essential - fluency in English and Chinese is required. Experience in reviewing marketing materials and dealing with cross-border marketing matters is required.