VP, APAC Trading Oversight/Governance Lead, Asset Manager

Job Title: VP, APAC Trading Oversight/Governance Lead, Asset Manager
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: SW 1011045_1633422726
Contact Name: Sonny Wong
Contact Email:
Job Published: October 05, 2021 16:32

Job Description

Global Asset Manager is looking to hire a newly created role. Sitting with traders in the front office, you will be responsible for providing first line governance and oversight to the trading desks to ensure they are compliant with internal policies and regulatory obligations. You will be the initial contact for traders with any queries regarding regional regulations and trading policies. You will cover all asset classes across equities and fixed income.

The successful candidate will possess at least 8 + years of relevant compliance / governance experience gained from leaving asset managers or investment banks. Excellent communication and interpersonal skills are required - this role faces off with traders so having worked in a similar capacity previously is required.

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