Senior Manager/VP, Compliance, Asset Management

Job Title: Senior Manager/VP, Compliance, Asset Management
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Start Date: ASAP
Reference: SW16800_1503307838
Contact Name: Sonny Wong
Contact Email:
Job Published: August 21, 2017 17:30

Job Description

Boutique international asset manager is seeking a Senior Compliance Manager to oversee all compliance matters for their Hong Kong office. You will be in a highly visible role internally and be responsible for regulatory/business compliance matters as well as investment compliance monitoring. Reporting to the Regional Head of Compliance based in Singapore, you will be the primary contact point for the SFC on all Hong Kong matters.

The ideal candidate will possess a minimum of 6-7 years of relevant experience gained within the asset management industry. Fluency in written / spoken English and Chinese (Cantonese & Mandarin) is required. You must be able to work independently and have experience with SFC registered funds. Experience using Investment Compliance programs such as Charles River or Bloomberg AIMs is required.