Senior Compliance Manager, International Asset Manager

Job Title: Senior Compliance Manager, International Asset Manager
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW 18896_1561684860
Contact Name: Audrey Chang
Contact Email:
Job Published: June 28, 2019 09:21

Job Description

International asset manager is looking to hire a Senior Compliance Manager to oversee all compliance matters for their Hong Kong business. You will be responsible for a wide range of business/regulatory compliance matters including reviewing marketing materials, liaising with the SFC on compliance matters, obtaining authorization for new funds, enforcing / enhancing the compliance program and providing compliance advice to the business. You will also oversee the investment compliance monitoring.

The successful candidate will possess a minimum of 8 years of relevant compliance experience gained within asset management. You will have good hands-on experience dealing with a range of Hong Kong compliance matters. Excellent communication and interpersonal skills are required - fluency in English and Cantonese is required, Mandarin will be advantageous.

Interested candidates can contact Sonny Wong at for a confidential discussion.