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Senior Compliance Executive, Global Asset Manager

Job Title: Senior Compliance Executive, Global Asset Manager
Contract Type: Permanent
Location: Singapore
Industry:
Salary: Competitive Benefits
Reference: YSW109262_1571990592
Contact Name: Minal Vagal
Contact Email: mvagal@profileasia.com
Job Published: October 25, 2019 16:03

Job Description

A global asset management firm is looking to hire a Senior Compliance Executive to look after the regulatory advisory and be part of their larger compliance team. You will be responsible for the following:

  • It's a broad business compliance role
  • Keeping abreast of regulatory changes, provision of compliance advisory and support to business
  • Dealing with business stakeholders on new business, new fund launches, new regulations and ensuring that the business is in compliance with local and group policies
  • Review marketing material
  • Support compliance reporting to senior management
  • Handling and liaising with staff and regulators on licensing matters
  • AML/KYC requirements as it pertains to the local regulatory framework

You should have at least 3 years of experience doing regulatory compliance in a fund manager/Big4/MAS. Familiarity with CMS licensing regulations will be an advantage. Only Singaporean and PRs will be preferred

Singapore Employment Agency Licence No: 16S8069

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