Manager, Compliance, Asset Management
Job Title: | Manager, Compliance, Asset Management |
Contract Type: | Permanent |
Location: | Hong Kong, Hong Kong |
Industry: | |
Salary: | Negotiable |
Start Date: | ASAP |
Reference: | SW16774_1502703661 |
Contact Name: | Sonny Wong |
Contact Email: | swong@profileasia.com |
Job Published: | August 14, 2017 17:41 |
Job Description
International asset manager is seeking a compliance manager to oversee all regulatory and investment compliance matters. As the main contact point for compliance matters in the region, responsibilities will include:
- Being the primary contact point for regulators
- Working closely with the business and other internal stakeholders to ensure the compliance program is adhered to and effective
- Reviewing and approving marketing materials
- Overseeing investment compliance matters on Bloomberg system and providing advice on investment activities
- Overseeing personal account / trading related compliance matters
- Upcoming projects and being involved with any new business initiatives
- Providing compliance training
The successful candidate will possess:
- 6-10 years of relevant compliance experience gained within asset management in Hong Kong
- Excellent communication and interpersonal skills
- Experience of using Bloomberg system for investment compliance
- Management experience as this will lead a small team
In return, you will be joining a growing asset manager in a visible and strategic position.

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