Manager, Compliance, Asset Management

Job Title: Manager, Compliance, Asset Management
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Start Date: ASAP
Reference: SW16774_1502703661
Contact Name: Sonny Wong
Contact Email:
Job Published: August 14, 2017 17:41

Job Description

International asset manager is seeking a compliance manager to oversee all regulatory and investment compliance matters. As the main contact point for compliance matters in the region, responsibilities will include:

  • Being the primary contact point for regulators
  • Working closely with the business and other internal stakeholders to ensure the compliance program is adhered to and effective
  • Reviewing and approving marketing materials
  • Overseeing investment compliance matters on Bloomberg system and providing advice on investment activities
  • Overseeing personal account / trading related compliance matters
  • Upcoming projects and being involved with any new business initiatives
  • Providing compliance training

The successful candidate will possess:

  • 6-10 years of relevant compliance experience gained within asset management in Hong Kong
  • Excellent communication and interpersonal skills
  • Experience of using Bloomberg system for investment compliance
  • Management experience as this will lead a small team

In return, you will be joining a growing asset manager in a visible and strategic position.