Manager, Compliance, Asset Management

International asset manager is seeking a compliance manager to oversee all regulatory and investment compliance matters. As the main contact point for compliance matters in the region, responsibilities will include:

• Being the primary contact point for regulators
• Working closely with the business and other internal stakeholders to ensure the compliance program is adhered to and effective
• Reviewing and approving marketing materials
• Overseeing investment compliance matters on Bloomberg system and providing advice on investment activities
• Overseeing personal account / trading related compliance matters
• Upcoming projects and being involved with any new business initiatives
• Providing compliance training

The successful candidate will possess:

• 6-10 years of relevant compliance experience gained within asset management in Hong Kong
• Excellent communication and interpersonal skills
• Experience of using Bloomberg system for investment compliance
• Management experience as this will lead a small team

In return, you will be joining a growing asset manager in a visible and strategic position.