Legal Counsel, Securities Brokerage & Asset Management

Leading Financial Institution is seeking a lawyer to join their Legal & Compliance function. You will be responsible for providing legal services and advice in relation to the securities brokerage and asset management businesses. In particular you will oversee matters relating to loans, margin financing, securities broking, fund formation and transactions. You will also be responsible for other general corporate matters.

The ideal candidate will be at least 4-5 years PQE with relevant experience gained in top law firms or leading in-house financial institutions. Hong Kong, UK or US law qualification is required. Experience in either securities brokerage, financing or asset management is required. Excellent communication and interpersonal skills are required - fluency in English and Mandarin is a prerequisite.

For a confidential discussion, please contact Sonny Wong at swong@profileasia.com.