Investment Compliance Lead, Global Asset Manager

Job Title: Investment Compliance Lead, Global Asset Manager
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW 18656_1556101486
Contact Name: Sonny Wong
Contact Email:
Job Published: April 24, 2019 18:24

Job Description

Global asset manager is looking to hire an experienced investment compliance professional to manage a small team in overseeing APAC investment compliance matters. You will be responsible for leading the investment compliance function for daily operational aspects of investment compliance (such as ensuring rule coding, monitoring etc.) and to also provide advisory to investment / trading professionals. You will be required to build and maintain strong working relationships with other departments and front office stakeholders.

The successful candidate will possess 10-15 years of relevant experience gained with leading international asset managers. Prior experience in investment compliance is required, with hands-on experience using either Bloomberg or Charles River. Excellent communication and interpersonal skills are required.