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Investment Compliance, Global Asset Manager

Job Title: Investment Compliance, Global Asset Manager
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: SW 1011171_1637570322
Contact Name: Sonny Wong
Contact Email: swong@profileasia.com
Job Published: November 22, 2021 16:38

Job Description

Global asset manager is looking to hire an investment compliance professional to be part of the investment compliance team. You will be responsible for a range of investment compliance responsibilities including pre and post trade monitoring, reviewing/coding investment restrictions and advising on investment guidelines. You will also be responsible for working with internal stakeholders on new client account set-up.

The successful candidate will possess at least 5 years of relevant compliance experience gained from global asset managers. You will have experience in using an investment compliance system such as Charles River or Bloomberg AIM. Strong communication and interpersonal skills are required.