Investment Compliance (Contract), Global Asset Management

Job Title: Investment Compliance (Contract), Global Asset Management
Contract Type: Contract
Location: Singapore
Salary: competitive benefits
Reference: YSW1010297_1612923325
Contact Name: Minal Vagal
Contact Email:
Job Published: February 10, 2021 10:15

Job Description

A global asset management firm is looking to hire 6 months maternity cover contract in the investment compliance team. You will be responsible for the following

  • Support the Investment Compliance Asia Pacific team and work closely with the global team, providing oversight of funds management desks and the central dealing function within Asia Pacific including pre & post trade monitoring on Charles River investment systems across all asset classes.
  • Provide timely investigation and resolution of guideline alerts.
  • Work closely with portfolio managers, client account managers and operations team.
  • Investigate and report Trade Surveillance exceptions.

You should have 3+ years' of experience with Investment Compliance. Prior rule coding experience and understanding of Charles River experience will be preferred.

Singapore Employment Agency Licence No: 16S8069

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