Hong Kong Head of Compliance, Global Investment Banking Firm
|Job Title:||Hong Kong Head of Compliance, Global Investment Banking Firm|
|Location:||Hong Kong, Hong Kong|
|Contact Name:||Audrey Chang|
|Job Published:||May 31, 2019 11:18|
Global investment banking firm is seeking an experienced compliance professional to join their Asia Compliance Team. As the Hong Kong Head of Compliance, the successful candidate will oversee a team of 4 and work closely with Regional Senior Management. The successful candidate will advise on all lines of business, including equities and fixed income, maintain cross-border regulatory relationships, and carry out risk assessment and training of personnel.
The successful candidate should have broker dealer and investment banking experience, ideally gained from a top tier US or European investment bank. Sound knowledge of the Hong Kong SFC rules is required.
Interested candidates should contact Laurence Munoz at firstname.lastname@example.org .
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