Hong Kong Head of Compliance, Global Investment Banking Firm

Job Title: Hong Kong Head of Compliance, Global Investment Banking Firm
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: LM 18715_1559272685
Contact Name: Audrey Chang
Contact Email:
Job Published: May 31, 2019 11:18

Job Description

Global investment banking firm is seeking an experienced compliance professional to join their Asia Compliance Team. As the Hong Kong Head of Compliance, the successful candidate will oversee a team of 4 and work closely with Regional Senior Management. The successful candidate will advise on all lines of business, including equities and fixed income, maintain cross-border regulatory relationships, and carry out risk assessment and training of personnel.

The successful candidate should have broker dealer and investment banking experience, ideally gained from a top tier US or European investment bank. Sound knowledge of the Hong Kong SFC rules is required.

Interested candidates should contact Laurence Munoz at .