Head of Legal and Compliance
|Job Title:||Head of Legal and Compliance|
|Location:||Hong Kong, Hong Kong|
|Contact Name:||Audrey Chang|
|Job Published:||January 31, 2019 11:51|
Premier Investment Research and Brokerage Firm is seeking a Head of Legal and Compliance to support their growing Asian operations including sales & trading and renowned investment research arm.
Ideally, candidates will have circa 6 - 10 years pqe, have trained in a top law firm and have had some in-house experience. Experience gained within a brokerage or investment bank supporting research or trading teams would be very helpful. Responsibilities will include advising on a range of contracts including brokerage and trading agreements; providing advice on regional regulations and commercial matters.
We are seeking a smart, commercial lawyer who can communicate effectively with the 'business' - the research analysts and associates; the sales team and the traders. The person will need to understand/ interpret how the SFC regulations impacts the business and provide proactive support within a fast moving environment. They will need to communicate effectively with the global Legal and Compliance team and influence stakeholders internally. This is a highly professional, supportive and colleagiate environment and a great opportunity for a lawyer seeking a visible in-house opportunity.
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