Head of Hong Kong Compliance, Boutique European Bank

Job Title: Head of Hong Kong Compliance, Boutique European Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW19346_1595837396
Contact Name: Sonny Wong
Contact Email:
Job Published: July 27, 2020 16:09

Job Description

Boutique European Investment Bank is seeking a compliance professional to oversee all compliance matters for their Hong Kong operations. Business activities including investment banking, commodities trading and asset management. You will identify and manage any regulatory risks while advising stakeholders on compliance matters.

The successful candidate will possess at least 10 years of relevant regulatory compliance primarily dealing with the SFC. Mandarin language skills are required. This person must be hands-on, adaptable and have the gravitas to face-off with senior stakeholders. This is a well-rounded compliance position and could be a good opportunity for someone to move into a broader regulatory compliance position.