Equities Retail Dealing, Asian Securities House

Job Title: Equities Retail Dealing, Asian Securities House
Contract Type: Permanent
Location: Singapore, Singapore
Salary: Negotiable
Reference: RJL1008136_1540949754
Contact Name: Rachel Liu
Contact Email:
Job Published: October 31, 2018 09:35

Job Description

Roles and Responsibilities:

  • Manage a portfolio of clients, assist them in equities dealing, products (ELN, Bonds and other related products)
  • Able to make presentation to clients to update them on the market, companies and industries
  • Have a good knowledge of fundamental and technical analysis
  • Managing phone and online trade flows, and attending to clients' portfolio risk.
  • Inform clients on corporate action and payments
  • To ensure compliance with the company and industry code of conduct, rules and regulations


  • A degree in any discipline, preferably with accreditation in the CMFAS examinations (Modules 1, 2, 5, 6 & 6A )
  • Possess the drive to excel, and the tenacity to thrive in a dealing / marketing career
  • Proven experience of at least 5- 8years
  • A sharp business acumen and high orientation towards achievement and challenge
  • Strong interpersonal and communication skills
  • Preferably with some years of relevant working experience in Securities industry
  • Ability to manage all pertaining risks

Singapore Employment Agency Licence No: 16S8069

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