D, Head of Hong Kong Compliance, Investment Bank

Job Title: D, Head of Hong Kong Compliance, Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW 19346_1595842358
Contact Name: Audrey Chang
Contact Email:
Job Published: July 27, 2020 17:32

Job Description

Boutique European Investment Bank is seeking a compliance professional to oversee all compliance matters for their Hong Kong operations. Business activities including investment banking, commodities trading and asset management. You will identify and manage any regulatory risks while advising stakeholders on compliance matters.

The successful candidate will possess at least 10 years of relevant regulatory compliance primarily dealing with the SFC. Mandarin language skills are required. This person must be hands-on, adaptable and have the gravitas to face-off with senior stakeholders. This is a well-rounded compliance position and could be a good opportunity for someone to move into a broader regulatory compliance position.

Interested candidates please contact for details.