Compliance Officer, Proprietary Trading Firm
|Job Title:||Compliance Officer, Proprietary Trading Firm|
|Contact Name:||Minal Vagal|
|Job Published:||April 05, 2021 16:33|
A well established proprietary trading firm is looking to hire Compliance Officer to be based in Singapore. You will repor to the Head of Compliance and responsible for the following
- Cover day to day compliance needs, requests, education, information finding, communication, flag out issues, conduct reporting, help trading teams, and deal with brokers/exchanges/regulators.
- Coordinate and drive compliance projects in conjunction with trading teams across a wide array of asset classes.
- Design, document, and drive improvements in compliance applications, alerting and reporting frameworks.
- Be able to understand algorithmic trades, order and trade behaviour and come up with potential compliance issues and solutions.
Bachelor with 3+ years of experience in financial services, brokerage firms, big 4 audit firms. Compliance experience in the area of regulatory advisory, market infrastructure, surveillance/monitoring, or post-trade process such as regulatory reporting will be advantage.
Singapore Employment Agency Licence No: 16S8069
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