Compliance Officer, Proprietary Trading Firm

Job Title: Compliance Officer, Proprietary Trading Firm
Contract Type: Permanent
Location: Singapore
Salary: competitive benefits
Reference: YSW1010436_1617611606
Contact Name: Minal Vagal
Contact Email:
Job Published: April 05, 2021 16:33

Job Description

A well established proprietary trading firm is looking to hire Compliance Officer to be based in Singapore. You will repor to the Head of Compliance and responsible for the following

  • Cover day to day compliance needs, requests, education, information finding, communication, flag out issues, conduct reporting, help trading teams, and deal with brokers/exchanges/regulators.
  • Coordinate and drive compliance projects in conjunction with trading teams across a wide array of asset classes.
  • Design, document, and drive improvements in compliance applications, alerting and reporting frameworks.
  • Be able to understand algorithmic trades, order and trade behaviour and come up with potential compliance issues and solutions.

Bachelor with 3+ years of experience in financial services, brokerage firms, big 4 audit firms. Compliance experience in the area of regulatory advisory, market infrastructure, surveillance/monitoring, or post-trade process such as regulatory reporting will be advantage.

Singapore Employment Agency Licence No: 16S8069

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