Compliance Officer, Hedge Fund

Job Title: Compliance Officer, Hedge Fund
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW 18900_1562920416
Contact Name: Sonny Wong
Contact Email:
Job Published: July 12, 2019 16:33

Job Description

Established hedge fund is seeking a compliance officer to work closely with front office staff to provide compliance advice primarily on investment and trading related compliance matters such best execution/fair allocation/market misconduct/conflicts of interest/trading on MNPI etc. You will also be responsible for monitoring the trading activities and disclosure of interests monitoring/reporting. Although this role will have a tilt towards investment and trading compliance, you will also be expected to oversee other compliance matters when required given the entrepreneurial nature of this hedge fund.

The successful candidate will possess 5-10 years of relevant experience, some of which has been gained at leading hedge funds. Excellent communication and interpersonal skills are required. Knowledge of hedge fund strategies / products is highly desired.

In return you will be joining a very successful and growing hedge fund, in an intellectually challenging and dynamic environment.

Interested candidates can contact Sonny Wong at for a confidential discussion.