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Compliance Officer, Asset Management

Job Title: Compliance Officer, Asset Management
Contract Type: Permanent
Location: Singapore River, Singapore
Industry:
Salary: competitive benefits
Reference: YSW1010150_1640081783
Contact Name: Minal Vagal
Contact Email: mvagal@profileasia.com
Job Published: December 21, 2021 18:16

Job Description

A newly setup investment management firm is looking to hire a Compliance Associate to report to the Head of Compliance. You will be standalone in Singapore and responsible for the following

  • Provide regulatory compliance advisory on regulatory related matters.
  • Advise the business on compliance matters in connection with regulatory updates, products, marketing and distribution.
  • Perform and communicate impact analysis on consultation papers and regulatory updates to relevant stakeholders.
  • Communications with regulators and assist in responding to the day-to-day requests from external and internal auditors on regulatory/ compliance matters.

Bachelor with 5- 10 years of compliance experience working with Big 4 audit firms or compliance consulting firms or inhouse in an asset management firm. Excellent communication, problem solving and interpersonal skills necessary.

Singapore Employment Agency Licence No: 16S8069

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