Compliance Manager, Leading Investment Group

Job Title: Compliance Manager, Leading Investment Group
Contract Type: Permanent
Location: Singapore, Singapore
Salary: Negotiable
Reference: YSW16858_1504863390
Contact Name: Minal Vagal
Contact Email:
Job Published: September 08, 2017 17:36

Job Description

Reporting to the Head of Compliance Singapore you will be responsible for the following:

  • Regulatory compliance
  • Compliance Monitoring and Surveillance
  • Conducting Compliance reviews
  • Managing the MAS licensing and SGX registration process for new front office staff;

You should have at least 5- 7 years of relevant experience in financial services regulatory compliance in a bank, big 4 audit firm, regulator or an exchange. You will join a close knit team and be given exposure to a wide variety of products and businesses. Depending on the level of experience of the incumbent, you may be given an opportunity to mentor/manage a junior member in the team.

Singapore Employment Agency Licence No: 16S8069