Compliance Manager, Investment Products, Asset Manager

Job Title: Compliance Manager, Investment Products, Asset Manager
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: SW 1010187_1610434829
Contact Name: Sonny Wong
Contact Email:
Job Published: January 12, 2021 15:00

Job Description

Growing asset manager is seeking a new headcount to add to its compliance team to focus primarily on authorized funds / products. Reporting to the Head of Compliance, you will maintain strong relationships with the SFC and be a key contact point for any regulatory enquiries. You will also cover broader compliance responsibilities including reviewing regional marketing materials.

The successful candidate will possess 5-10 years of relevant experience gained with other asset managers or the regulator (SFC). Strong communication and interpersonal skills are required. Prior experience dealing with SFC authorized funds is a prerequisite.

Interested candidates can contact Sonny Wong at for a confidential discussion.