Compliance Manager, Investment Products, Asset Manager
|Job Title:||Compliance Manager, Investment Products, Asset Manager|
|Contact Name:||Sonny Wong|
|Job Published:||January 12, 2021 15:00|
Growing asset manager is seeking a new headcount to add to its compliance team to focus primarily on authorized funds / products. Reporting to the Head of Compliance, you will maintain strong relationships with the SFC and be a key contact point for any regulatory enquiries. You will also cover broader compliance responsibilities including reviewing regional marketing materials.
The successful candidate will possess 5-10 years of relevant experience gained with other asset managers or the regulator (SFC). Strong communication and interpersonal skills are required. Prior experience dealing with SFC authorized funds is a prerequisite.
Interested candidates can contact Sonny Wong at firstname.lastname@example.org for a confidential discussion.
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