Compliance Manager, Investment Products, Asset Manager
Job Title: | Compliance Manager, Investment Products, Asset Manager |
Contract Type: | Permanent |
Location: | Hong Kong |
Industry: | |
Salary: | Negotiable |
Reference: | SW 1010187_1610434829 |
Contact Name: | Sonny Wong |
Contact Email: | swong@profileasia.com |
Job Published: | January 12, 2021 15:00 |
Job Description
Growing asset manager is seeking a new headcount to add to its compliance team to focus primarily on authorized funds / products. Reporting to the Head of Compliance, you will maintain strong relationships with the SFC and be a key contact point for any regulatory enquiries. You will also cover broader compliance responsibilities including reviewing regional marketing materials.
The successful candidate will possess 5-10 years of relevant experience gained with other asset managers or the regulator (SFC). Strong communication and interpersonal skills are required. Prior experience dealing with SFC authorized funds is a prerequisite.
Interested candidates can contact Sonny Wong at swong@profileasia.com for a confidential discussion.

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