Compliance Manager, Fintech Brokerage

Job Title: Compliance Manager, Fintech Brokerage
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW17046_1510817301
Contact Name: Sonny Wong
Contact Email:
Job Published: November 16, 2017 15:28

Job Description

Start-up Fintech Brokerage is seeking a Compliance professional to oversee all compliance matters for the business. Responsibilities will include overseeing all compliance policies to ensure that these are adequate and dealing with any regulatory related compliance matters. You will also be responsible for AML/Financial Crime related matters and ensuring that all materials are compliant with regulatory requirements.

The successful candidate will possess 3-7 years of relevant compliance experience gained from a brokerage. Fluency in English and Mandarin is required, with the ability to read/write English and Chinese. You must also be able to show that you are able to be hands on and work independently.

This is a great opportunity to move into the growing Fintech sector in a highly visible role.