Compliance Manager, Asset Management firm

Job Title: Compliance Manager, Asset Management firm
Contract Type: Permanent
Location: Singapore, Singapore
Salary: Competitive Package
Reference: YSW108011_1538032177
Contact Name: Minal Vagal
Contact Email:
Job Published: September 27, 2018 15:09

Job Description

A global asset management firm is looking for a Compliance Manager to be responsible for their Singapore Compliance. You will be responsible for the following:

  • Its a broad business compliace role
  • Dealing with business stakeholders on new business, new fund launches, new regulations and ensuring that the business is in compliance with local and group policies
  • Sales/trading compliance
  • Compliance Monitoring and Surveillance
  • Managing the MAS licensing and all MAS queries relating to the business
  • AML/KYC requirements as it pertains to local regulatory framework

You should have at least 7 years of relevant experience in financial services regulatory compliance in a global fund manager/Big4/MAS. You will join a close knit team and be given exposure to a wide variety of products and businesses. You should be familiar with CMS licensing regulations, have a proven relationship with the local regulator and have demonstrated experience in managing business stakeholders effectively.

Singapore Employment Agency Licence No: 16S8069

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