Compliance Manager, Asset Management firm
Job Title: | Compliance Manager, Asset Management firm |
Contract Type: | Permanent |
Location: | Singapore, Singapore |
Industry: | |
Salary: | Competitive Package |
Reference: | YSW108011_1538032177 |
Contact Name: | Minal Vagal |
Contact Email: | mvagal@profileasia.com |
Job Published: | September 27, 2018 15:09 |
Job Description
A global asset management firm is looking for a Compliance Manager to be responsible for their Singapore Compliance. You will be responsible for the following:
- Its a broad business compliace role
- Dealing with business stakeholders on new business, new fund launches, new regulations and ensuring that the business is in compliance with local and group policies
- Sales/trading compliance
- Compliance Monitoring and Surveillance
- Managing the MAS licensing and all MAS queries relating to the business
- AML/KYC requirements as it pertains to local regulatory framework
You should have at least 7 years of relevant experience in financial services regulatory compliance in a global fund manager/Big4/MAS. You will join a close knit team and be given exposure to a wide variety of products and businesses. You should be familiar with CMS licensing regulations, have a proven relationship with the local regulator and have demonstrated experience in managing business stakeholders effectively.
Singapore Employment Agency Licence No: 16S8069
Personal data collected will be used for recruitment purposes only.

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