Compliance, International Asset Manager

Job Title: Compliance, International Asset Manager
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW 19802_1592377753
Contact Name: Audrey Chang
Contact Email:
Job Published: June 17, 2020 15:09

Job Description

Leading international asset manager is seeking a compliance professional to join the team to provide support overseeing both investment/trading compliance and general/business compliance. Being part of a lean compliance team, you will be responsible for providing advice to key business stakeholders including the front office (portfolio managers, traders, etc).

The successful candidate will possess 4-10 years of relevant experience gained with leading international asset managers. Prior experience dealing with investment compliance matters and systems is required, and this could be a great opportunity for an investment compliance specialist to move into a broader compliance role also encompassing business compliance matters. Excellent communication and interpersonal skills are required - prior experience advising front office stakeholders is a prerequisite.

Interested candidates can contact Sonny Wong at for a confidential discussion.