Compliance Director, Wealth Management Firm

Job Title: Compliance Director, Wealth Management Firm
Contract Type: Permanent
Location: Singapore, Singapore
Salary: competitive benefits
Reference: YSW109112_1567154607
Contact Name: Minal Vagal
Contact Email:
Job Published: August 30, 2019 16:43

Job Description

Reporting to the COO, you will be responsible for the following

  • Liaise with regulators, internal and external auditors and assist in the coordination of all regulatory requests for information, surveys and examinations
  • Assist in managing the regulatory compliance matters and advise the business with regards to relevant laws, regulations, rules and internal policies and procedures in Singapore
  • Conduct periodic reviews of KYC and CDD
  • Investigation of suspicious transaction
  • Monitor and advise on the impact of new or revised regulations in Singapore and collaborate closely with the business to ensure compliance with the regulations
  • Implement periodic review process and prepartion of reports to the management

You should be degree qualified with at least 15 years of relevant private banking/WM/Family office regulatory compliance experience. You should be well versed in the local regulatory requirements (as it pertains to private wealth management) and be familiar interacting with the MAS as well as internal stakeholders. Only Singaporeans and PRs will be considered

Singapore Employment Agency Licence No: 16S8069

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