Compliance Associate, International Financial Institution
|Job Title:||Compliance Associate, International Financial Institution|
|Location:||Hong Kong, Hong Kong|
|Contact Name:||Audrey Chang|
|Job Published:||June 24, 2020 14:43|
Leading international sales/trading and broker-dealer platform is seeking a compliance associate to join the compliance function. Reporting to and working closely with the Head of Compliance, you will be responsible for a broad range of compliance responsibilities including KYC/AML, trade/communication surveillance, central/core compliance and other regulatory compliance tasks.
The successful candidate will possess 3-6 years of relevant experience gained primarily from a generalist/broad compliance role. You must have prior experience in dealing with KYC account reviews and approvals. In return, you will be joining a leading international organisation with a great working environment.
Interested candidates can contact Sonny Wong at email@example.com to discuss further.
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