Compliance Associate, International Financial Institution

Job Title: Compliance Associate, International Financial Institution
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW 19838_1592981034
Contact Name: Audrey Chang
Contact Email:
Job Published: June 24, 2020 14:43

Job Description

Leading international sales/trading and broker-dealer platform is seeking a compliance associate to join the compliance function. Reporting to and working closely with the Head of Compliance, you will be responsible for a broad range of compliance responsibilities including KYC/AML, trade/communication surveillance, central/core compliance and other regulatory compliance tasks.

The successful candidate will possess 3-6 years of relevant experience gained primarily from a generalist/broad compliance role. You must have prior experience in dealing with KYC account reviews and approvals. In return, you will be joining a leading international organisation with a great working environment.

Interested candidates can contact Sonny Wong at to discuss further.