Compliance Officer, Global Asset Management

Job Title: Compliance Officer, Global Asset Management
Contract Type: Permanent
Location: Singapore
Salary: competitive benefits
Reference: YSW1010646_1622794185
Contact Name: Minal Vagal
Contact Email:
Job Published: June 16, 2021 08:53

Job Description

An asset management firm is looking to hire a Compliance Officer to interact with the MAS. You will report to the COO and be standalone Compliance Officer in the firm.

  • Ensure timely MAS reporting : preparation, review and filing of regulatory returns and surveys.
  • Complete regular / ad-hoc regulatory reporting and surveys to other regulatory bodies.
  • Maintenance of statutory registers, e.g. MAS representatives register, outsourcing register, breach register etc
  • Execute the local financial crime framework in accordance with Singapore regulations.
  • Leads and complete quarterly monitoring cycles of marketing materials.
  • Attends to ad-hoc queries from the business over a broad range of topics.
  • Stay up to date with regulatory developments in Singapore and ensure implementation of regulatory changes by the business and in conjunction with the global Regulatory Development team.
  • Review compliance breaches and risk events.

Bachelor with 8+ years of experience in compliance working with financial services/asset management industry. Prior Big 4 or compliance consulting experience is advantage.

Singapore Employment Agency Licence No: 16S8069

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