Compliance Officer, Global Asset Management
|Job Title:||Compliance Officer, Global Asset Management|
|Contact Name:||Minal Vagal|
|Job Published:||June 16, 2021 08:53|
An asset management firm is looking to hire a Compliance Officer to interact with the MAS. You will report to the COO and be standalone Compliance Officer in the firm.
- Ensure timely MAS reporting : preparation, review and filing of regulatory returns and surveys.
- Complete regular / ad-hoc regulatory reporting and surveys to other regulatory bodies.
- Maintenance of statutory registers, e.g. MAS representatives register, outsourcing register, breach register etc
- Execute the local financial crime framework in accordance with Singapore regulations.
- Leads and complete quarterly monitoring cycles of marketing materials.
- Attends to ad-hoc queries from the business over a broad range of topics.
- Stay up to date with regulatory developments in Singapore and ensure implementation of regulatory changes by the business and in conjunction with the global Regulatory Development team.
- Review compliance breaches and risk events.
Bachelor with 8+ years of experience in compliance working with financial services/asset management industry. Prior Big 4 or compliance consulting experience is advantage.
Singapore Employment Agency Licence No: 16S8069
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