AVP, Trade Surveillance, Investment Bank

Job Title: AVP, Trade Surveillance, Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW16626_1504496892
Contact Name: Mudita Valakati
Contact Email:
Job Published: September 04, 2017 11:48

Job Description

Our client a leading international Investment Bank is seeking a trade surveillance compliance professional to be part of the regional compliance team.

You will be responsible for conducting daily surveillance and performing investigations / reviews where required. You will provide advice on all trade surveillance related matters and partner with the business to provide guidance.

The successful candidate will possess a minimum of 3 years' relevant experience. You must have experience in using SMARTs Broker / Actimize and will ideally have experience in both equities and fixed income trade surveillance.

Excellent communication and interpersonal skills are essential for this role. You must be hands-on, proactive and able to work in a fast paced environment. You must also be able to work independently as this role will have some degree of autonomy.

In return, you will be joining a dynamic international investment bank in a role with excellent exposure.

Interested candidates should contact Sonny Wong at or +852 3589 6804 for a confidential discussion.