AVP, Trade Surveillance, Investment Bank
|Job Title:||AVP, Trade Surveillance, Investment Bank|
|Location:||Hong Kong, Hong Kong|
|Contact Name:||Mudita Valakati|
|Job Published:||September 04, 2017 11:48|
Our client a leading international Investment Bank is seeking a trade surveillance compliance professional to be part of the regional compliance team.
You will be responsible for conducting daily surveillance and performing investigations / reviews where required. You will provide advice on all trade surveillance related matters and partner with the business to provide guidance.
The successful candidate will possess a minimum of 3 years' relevant experience. You must have experience in using SMARTs Broker / Actimize and will ideally have experience in both equities and fixed income trade surveillance.
Excellent communication and interpersonal skills are essential for this role. You must be hands-on, proactive and able to work in a fast paced environment. You must also be able to work independently as this role will have some degree of autonomy.
In return, you will be joining a dynamic international investment bank in a role with excellent exposure.
Interested candidates should contact Sonny Wong at firstname.lastname@example.org or +852 3589 6804 for a confidential discussion.
Get similar jobs like these by email
By submitting your details you agree to our T&C's
Director, Fixed Income Compliance, Investment Bank
VP, Asset Architecture & Control - Investment Manager
Legal Counsel, Technology Firm
Head of Organisational Risk, APAC
Corporate Credit Analyst, Regional Financial Institution