AVP/VP, Research Compliance, APAC

Job Title: AVP/VP, Research Compliance, APAC
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW17066_1516269934
Contact Name: Mudita Valakati
Contact Email:
Job Published: January 18, 2018 18:05

Job Description

Global Investment Bank is seeking a compliance professional to be responsible for APAC Research Compliance. You will be responsible for ensuring that internal policies and regulations relating to the Research business is being complied with - this includes providing advisory to the business on policies and procedures, advising on any regulatory changes in the region, reviewing internal policies and procedures, and chaperoning internal communications between IBD/Research.

The successful candidate will possess a minimum of 6 years of relevant Research / IBD / Capital Markets compliance space gained with leading investment banks. Excellent communication and interpersonal skills are required.

For a confidential discussion on this and similar positions please contact Sonny Wong at OR +852 3859 6804

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