AVP/VP, Research Compliance, APAC
|Job Title:||AVP/VP, Research Compliance, APAC|
|Location:||Hong Kong, Hong Kong|
|Contact Name:||Mudita Valakati|
|Job Published:||January 17, 2018 11:50|
Global Investment Bank is seeking a compliance professional to be responsible for APAC Research Compliance. You will be responsible for ensuring that internal policies and regulations relating to the Research business is being complied with - this includes providing advisory to the business on policies and procedures, advising on any regulatory changes in the region, reviewing internal policies and procedures, and chaperoning internal communications between IBD/Research.
The successful candidate will possess a minimum of 6 years of relevant Research / IBD / Capital Markets compliance space gained with leading investment banks. Excellent communication and interpersonal skills are required.
For a confidential discussion on this and similar positions please contact Sonny Wong at firstname.lastname@example.org OR +852 3859 6804
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