AVP/VP, Research Compliance, APAC

Global Investment Bank is seeking a compliance professional to be responsible for APAC Research Compliance. You will be responsible for ensuring that internal policies and regulations relating to the Research business is being complied with - this includes providing advisory to the business on policies and procedures, advising on any regulatory changes in the region, reviewing internal policies and procedures, and chaperoning internal communications between IBD/Research.

The successful candidate will possess a minimum of 6 years of relevant Research / IBD / Capital Markets compliance space gained with leading investment banks. Excellent communication and interpersonal skills are required.

For a confidential discussion on this and similar positions please contact Sonny Wong at swong@profileasia.com OR +852 3859 6804