AVP/VP, Research Compliance, APAC
Job Title: | AVP/VP, Research Compliance, APAC |
Contract Type: | Permanent |
Location: | Hong Kong, Hong Kong |
Industry: | |
Salary: | Negotiable |
Reference: | SW17066_1516161044 |
Contact Name: | Mudita Valakati |
Contact Email: | mvalakati@profileasia.com |
Job Published: | January 17, 2018 11:50 |
Job Description
Global Investment Bank is seeking a compliance professional to be responsible for APAC Research Compliance. You will be responsible for ensuring that internal policies and regulations relating to the Research business is being complied with - this includes providing advisory to the business on policies and procedures, advising on any regulatory changes in the region, reviewing internal policies and procedures, and chaperoning internal communications between IBD/Research.
The successful candidate will possess a minimum of 6 years of relevant Research / IBD / Capital Markets compliance space gained with leading investment banks. Excellent communication and interpersonal skills are required.
For a confidential discussion on this and similar positions please contact Sonny Wong at swong@profileasia.com OR +852 3859 6804

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