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AVP/VP, Control Room Compliance, Investment Bank

Job Title: AVP/VP, Control Room Compliance, Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Industry:
Salary: Negotiable
Reference: SW17438_1522995223
Contact Name: Sonny Wong
Contact Email: swong@profileasia.com
Job Published: April 06, 2018 14:13

Job Description

Leading investment bank is seeking a control room compliance professional to join the team. You will ensure that the information flow between the public and private side businesses is compliant and in accordance with confidential / restricted trading lists. Responsibilities will include reviewing research by the Research business, chaperoning communications between Research / IBD and liaising with other internal departments to ensure that all control room related policies are adhered to.

The successful candidate will possess a minimum of 5 years of relevant experience, gained primarily in control room or related functions. Excellent communication and interpersonal skills are required. You must be proactive and able to work in a fast-paced, dynamic environment.

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