AVP Compliance, Financial Services
|Job Title:||AVP Compliance, Financial Services|
|Contact Name:||Minal Vagal|
|Job Published:||July 22, 2021 09:07|
A financial institution is looking to hire new headcount in compliance in Singapore. This role will report to the Head of Compliance in HK and will be a standalone role in Singapore. You will be responsbile for the following
- Provide regulatory advice.
- Keep abreast of regulatory changes and support the implementation of regulatory changes.
- Liaise with regulators for compliance inquiries.
- Perform client KYC/on-boarding reviews and approvals.
- Perform trade monitoring and surveillance.
Bachelor with 5+ years of experience in global markets/equities advisory compliance role in a bank or brokerage firm. Strong communication and interpersonal skills.
Singapore Employment Agency Licence No: 16S8069
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