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AVP Compliance, Financial Services

Job Title: AVP Compliance, Financial Services
Contract Type: Permanent
Location: Singapore
Industry:
Salary: competitive benefits
Reference: YSW1010471_1626916043
Contact Name: Minal Vagal
Contact Email: mvagal@profileasia.com
Job Published: July 22, 2021 09:07

Job Description

A financial institution is looking to hire new headcount in compliance in Singapore. This role will report to the Head of Compliance in HK and will be a standalone role in Singapore. You will be responsbile for the following

  • Provide regulatory advice.
  • Keep abreast of regulatory changes and support the implementation of regulatory changes.
  • Liaise with regulators for compliance inquiries.
  • Perform client KYC/on-boarding reviews and approvals.
  • Perform trade monitoring and surveillance.

Bachelor with 5+ years of experience in global markets/equities advisory compliance role in a bank or brokerage firm. Strong communication and interpersonal skills.

Singapore Employment Agency Licence No: 16S8069

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