Associate / AVP, Trade Surveillance, Investment Bank

Job Title: Associate / AVP, Trade Surveillance, Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW16626_1513060645
Contact Name: Mudita Valakati
Contact Email:
Job Published: December 12, 2017 14:37

Job Description

International Investment Bank is seeking a trade surveillance compliance professional to be part of the regional compliance team. You will be responsible for conducting daily surveillance and performing and resulting investigations / review. You will provide advice on trade surveillance related matters and partner with the business to provide guidance.

The successful candidate will possess a minimum of 3-5 years' relevant experience. You will ideally have experience in using SMARTs Broker / Actimize. Candidates from a Middle Office Equities background will also be considered. Excellent communication and interpersonal skills are essential for this role. You must be hands-on and proactive and able to work in a fast paced environment. You must also be able to work independently as this role will have some degree of autonomy. In return, you will be joining a dynamic international investment bank in a role with excellent exposure.

For further details on this & similar position, please contact Sonny Wong at or +852 3589 6804.