Associate / AVP, Trade Surveillance, Investment Bank

Job Title: Associate / AVP, Trade Surveillance, Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW16626_1507692113
Contact Name: Mudita Valakati
Contact Email:
Job Published: October 11, 2017 11:21

Job Description

International Investment Bank is seeking a trade surveillance compliance professional to be part of the regional compliance team. You will be responsible for conducting daily surveillance and perform resulting investigations / reviews. You will provide advice on trade surveillance related matters and interact with the business to provide guidance. This will be a highly visible role within a lean compliance function - you are required to be hands on and analytical.

The successful candidate will possess a minimum of 3-5 years' relevant experience. You must have experience in using SMARTs Broker and will ideally have experience in both equities and fixed income trade surveillance. Excellent communication and interpersonal skills are essential for this role. You must be hands-on and proactive and able to work in a fast paced environment. You must also be able to work independently as this role will have some degree of autonomy. Candidates from Middle Office (e.g. Trade Support) or Audit who are confident with excellent communication and interpersonal skills will also be considered. In return, you will be joining a dynamic international investment bank in a role with excellent exposure.

Interested candidates should contact Sonny Wong at or +852 3589 6804 for a confidential discussion.