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Associate/AVP, Compliance, Boutique Investment Bank

Job Title: Associate/AVP, Compliance, Boutique Investment Bank
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: Negotiable
Reference: SW 1010926_1630308063
Contact Name: Sonny Wong
Contact Email: swong@profileasia.com
Job Published: August 30, 2021 15:21

Job Description

Boutique international investment bank is seeking a compliance professional to be responsible for a broad range of central/core compliance responsibilities including licensing/registrations, employee compliance, regulatory compliance and surveillance. You will report to the Head of Compliance and gain broad exposure.

The successful candidate will possess 4-8 years of relevant compliance experience. Excellent communication and interpersonal skills are required. This could be a great opportunity for a candidate to move into a broader compliance role while leveraging from their existing experience in a core/central compliance function.