Associate/AVP, Compliance, Boutique Investment Bank
|Job Title:||Associate/AVP, Compliance, Boutique Investment Bank|
|Contact Name:||Sonny Wong|
|Job Published:||August 30, 2021 15:21|
Boutique international investment bank is seeking a compliance professional to be responsible for a broad range of central/core compliance responsibilities including licensing/registrations, employee compliance, regulatory compliance and surveillance. You will report to the Head of Compliance and gain broad exposure.
The successful candidate will possess 4-8 years of relevant compliance experience. Excellent communication and interpersonal skills are required. This could be a great opportunity for a candidate to move into a broader compliance role while leveraging from their existing experience in a core/central compliance function.
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