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Associate / AVP, Business Manager - Private Bank

Job Title: Associate / AVP, Business Manager - Private Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Industry:
Salary: Negotiable
Reference: PM 107600_1526638346
Contact Name: Patricia Ma
Contact Email: pma@profileasia.com
Job Published: May 18, 2018 18:12

Job Description

In this role you will be in charge of maintaining a robust control framework as well as overseeing the front office activities to ensure regulatory requirements and internal procedures of the bank are fulfilled.

Responsibilities:

  • Perform surveillance reviews to ensure adherence to firm's policy and regulatory requirements
  • Responsible for continuous monitoring of activities of front line sales to ensure adherence to internal policies and regulatory requirements.
  • Good understanding of front to back processes, implement effective control measures and monitoring plans in strengthening their front sales risk management.
  • Identify areas for improvement opportunities on workflows, procedures, and systems to better managed controls and overall client experience.

The ideal candidate will have at least around 6 years of working experience in Private Banking / Wealth Management. They are open to candidates coming from an audit, compliance or operational risk background. You will need to have excellent interpersonal skills with great communication skills. Fluency in at least 2 language, English and Cantonese, Putonghua or Shanghainese.