Assistant Manager, Compliance, Asset Management

Job Title: Assistant Manager, Compliance, Asset Management
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: SW17365_1520842076
Contact Name: Sonny Wong
Contact Email:
Job Published: March 12, 2018 16:07

Job Description

Global asset manager is seeking a compliance professional to oversee a broad range of compliance matters across business and investment compliance. Prior hands-on experience in investment compliance is required in order to monitor all trading activities (in Bloomberg AIM) including overseeing pre and post trade compliance matters. In addition to this you will also be responsible for reviewing marketing materials, overseeing staff compliance (such as personal account dealing) and other business/general compliance matters such as licensing.

The successful candidate will possess approximately 3-5 years of relevant compliance experience gained from asset managers. Fluency in English and Cantonese is required, with Mandarin language skills desirable. You must have prior experience of using investment compliance systems (such as Bloomberg AIM).

In return, you will be joining a growing asset manager with a great working culture in a broad and visible compliance position.