APAC Head, Monitoring & Surveillance, European Investment Bank

Job Title: APAC Head, Monitoring & Surveillance, European Investment Bank
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: LM16871_1505383488
Contact Name: Mudita Valakati
Contact Email:
Job Published: September 14, 2017 18:04

Job Description

Top Tier European Investment Bank is seeking an experienced Monitoring and Surveillance professional to head their APAC team and perform monitoring and surveillance controls on Global Markets, Asset liability management team and Investment Banking businesses within APAC.

The Monitoring and Surveillance head will define, promote, reinforce the compliance strategies and principles for the region and acts as the Market Integrity Surveillance Responsible Officer for APAC.

Responsibilities will include

· Oversight of the Monitoring and Surveillance teams and control framework in APAC

· Working closely with the Global Markets and Institutional Banking business lines and compliance teams in the region to ensure appropriate control and surveillance

· Act as the gatekeeper of all Digital or non-Digital Technology Surveillance Change programs, projects and initiatives in APAC

· Direct oversight of all local Compliance Surveillance heads in APAC

· Introduce effective new governance and transparency to APAC Compliance Surveillance Technology projects and improvise the current processes and framework

Desired qualifications

· At-least 10 years of regulatory or compliance experience in Global Markets / Investment Banking business environment

· Experience in Monitoring and Surveillance with high attention to details

· Experience using Actimize and / or SMARTS for the purpose of trade surveillance

· Knowledge and experience of securities markets, businesses, products and regulations

· Demonstrated team management and stake holder management experience

· Excellent communication and interpersonal skills and willing to travel

For further details and a confidential discussion please contact Laurence Munoz, Director, Profile Asia on or +852 3586 6326