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VP, Equities Compliance, Global Investment Bank

Job title: VP, Equities Compliance, Global Investment Bank
Contract type: Permanent
Location: Hong Kong
Salary: Negotiable per year
Reference: SW1012289_1667299137
Contact name: Sonny Wong
Contact email:
Published: 26 days ago

Job description

Global investment bank is seeking a compliance professional to be based on the trading floor to provide equities compliance advisory to the business. This is a broad generalist role and you will oversee a broad range of equity businesses including Sales & Trading, Equity Derivatives, F&O, Structured Products and Prime Services.

The successful candidate will possess at least 8 years of relevant experience gained within the equities compliance advisory space with other leading banks. Excellent communication and interpersonal skills are required, as this role will face off directly with the business.

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