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Director of Front Office Risk

Job title: Director of Front Office Risk
Contract type: Permanent
Location: Hong Kong
Salary: Bonus per year
Reference: BC239309_1655706545
Contact name: Barbara Cochrane
Contact email:
Published: 16 days ago

Job description

  • Supporting the management of the business in the strategic understanding and practical mitigation of their control risks and the evolution of the business' risk culture
  • Understanding and implementing the front office supervision and control arrangements using the firm's tools (including who is supervising whom, at what activities, how and how well)
  • Helping to drive cross platform control initiatives to ensure the business is effectively managing all its operational risks
  • Managing audit issue identification and remediation and handling Audit and Regulatory visits as the control face of the business
  • Working with Enterprise Control Functions (Operations, Legal and Compliance, Finance, Risk, IT, HR, Audit) to ensure end-to-end processes for all client and deal activity are controlled
  • Working with the Enterprise Control Function to update policies, procedures and controls to reflect changes in regulatory rules, including both global and local regulatory reforms
  • Working across the region with the Business Control and COO teams in each country to ensure that the controls framework is common and effective in each location and responding to local issues

The ideal candidate will need have over 10 years experience working in Equities. This person could come from a Business management or operational risk background.

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